Praveen Manilal Kurup
ID: CCE265076
Praveen Manilal Kurup
ID: CCE265076
- Associate, Liberty Tax Consultancy
- Maharashtra, India
Social Accounts
Praveen Manilal Kurup
ID: CCE265076
- Associate, Liberty Tax Consultancy
About Praveen Manilal Kurup
Dynamic professional with over 10 years of experience in investment compliance and data analysis. Proven ability to drive data-driven decision-making through process automation and data visualization while ensuring regulatory compliance. Adaptable and collaborative, seeking to leverage technical skills and compliance expertise in a challenging analyst role.
Employment History
Liberty Tax ConsultancyInvite company
10th Jun 2024 to Present
Associate
10th Jun 2024 to Present
Salary Package
Salary Hidden
Roles & Responsibility
Prepared and filed Income Tax Returns for clients ensuring 100%accuracy and timely submission.• Assisting in handling scrutiny assessments and tax litigation cases,drafting responses to notices and representing clients before taxauthorities to minimize liability• Analyzed client financial portfolios to provide strategic investmentplanning and tax-saving advice, resulting in optimal wealth creation andtax efficiency
Verification Pending
Ares Operations IndiaInvite company
15th Mar 2021 to 3rd May 2024
Associate
15th Mar 2021 to 3rd May 2024
Roles & Responsibility
Trade Compliance Resposibilities• Monitoring MNPI Access: Regularly reported to management whentraders accessed material non-public information (MNPI) beforeexecuting trades.•Maintaining Restricted List: Implemented restrictions on privatecompanies for which Ares possesses MNPI.•Order Modification Records:.•Conflict Checks: Conducted conflict checks for new deals to ensurecompliance.• Quality Assurance: Performed rigorous quality checks on processes anddata.•Process Automation: Developed an automated solution that savedapproximately 2 hours of manual work.•Efficiency Enhancement: Created a formula sheet that reduced taskcompletion time by 3 hours.•Data Visualization: Designed a Power BI project to visualize volume dataacross different Ares units.
Verification Pending
Transparent Value Private LtdInvite company
14th May 2018 to 12th Mar 2021
Associate
14th May 2018 to 12th Mar 2021
Roles & Responsibility
• Restricted List Management: Regularly reconciled and updated therestricted list, ensuring compliance with regulatory requirements.•Client Reporting: Prepared timely client reports as per specified periods,demonstrating attention to detail and accuracy.•Investment Rules Review: Conducted thorough reviews of investmentrules to ensure alignment with guidelines and industry standards.•Post-Trade Compliance Breaches: Addressed post-trade compliancebreaches for various client mandates, analyzing causes andimplementing corrective actions.•Breach Issuance and Resolution: Collaborated with account managersand portfolio managers to issue breach notifications and warnings,tracking resolution progress on the dashboard.
Verification Pending
Oracle (OFSS) Processing Services LtdInvite company
13th Jul 2015 to 7th May 2018
Senior associate
13th Jul 2015 to 7th May 2018
Roles & Responsibility
Risk Identification: Assisted in identifying actual or potential breaches,ensuring proactive risk management.•Breach Issuance and Analysis: Collaborated with account managers andportfolio managers daily to issue breach notifications and warnings.Conducted cause analysis and followed up until resolution on thedashboard.•Error Isolation and Corrective Actions: Isolated errors at security andportfolio levels, communicating corrective actions to portfoliomanagers. Ensured compliance with investor guidelines.•Guideline Adherence: Analyzed and meticulously ensured theimplementation of client guidelines.•Portfolio Testing: Conducted daily manual tests on portfolios and otherreports, reporting compliance breaches via dashboards.•Client Certification: Prepared client certifications as required.
Verification Pending
Education
CFA Level 1
(Highest)CFA
1st Jan 2016 to 4th Jan 2017
Bcom
Mumbai University
6th Jun 2012 to 8th Jul 2015
Certifications
PowerBI
From : Tutorial Point
6th Jun 2024 to 17th Dec 2024
Expertise
Excel
5/5
PowerBI
4/5
Tableau
4/5
SQL
3/5
Python
2/5
Lingo
English
Verbal
5/5
Written
5/5
Hindi
Verbal
5/5
Written
3/5
